-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CMOgmOi+kWjpUKrDBZ2nouVP38c+7/k7yestfQxQQcSuj7YoNtPXX6mJ7J3Kb19T OwxNn71oLvjd+AVcjTRuMg== 0000899140-05-000668.txt : 20050714 0000899140-05-000668.hdr.sgml : 20050714 20050714160446 ACCESSION NUMBER: 0000899140-05-000668 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20050714 DATE AS OF CHANGE: 20050714 GROUP MEMBERS: WARBURG PINCUS & CO. GROUP MEMBERS: WARBURG PINCUS LLC GROUP MEMBERS: WARBURG PINCUS PARTNERS LLC SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: KYPHON INC CENTRAL INDEX KEY: 0001123313 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 770366069 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-78727 FILM NUMBER: 05954649 BUSINESS ADDRESS: STREET 1: 1221 CROSSMAN AVENUE CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4085486500 MAIL ADDRESS: STREET 1: 1221 CROSSMAN AVENUE CITY: SUNNYVALE STATE: CA ZIP: 94089 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WARBURG PINCUS VENTURES LP CENTRAL INDEX KEY: 0000942263 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 133784037 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: E M WARBURG PINCUS & CO INC STREET 2: 466 LEXINGTON AVE 10TH FL CITY: NEW YORK STATE: NY ZIP: 10017-3147 BUSINESS PHONE: 2128780600 MAIL ADDRESS: STREET 1: E M WARBURG PINCUS & CO INC STREET 2: 466 LEXINGTON AVE 10TH FL CITY: NEW YORK STATE: NY ZIP: 10017-3147 SC 13G/A 1 w2929380b.txt FIFTH AMENDMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 5) KYPHON INC. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 501577 10 0 ----------- (CUSIP Number) July 12, 2005 ------------- (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). - ---------------------------------------- --------------------------- CUSIP No. 501577 10 0 13G Page 2 of 8 Pages - ---------------------------------------- --------------------------- - ---------- --------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Warburg Pincus Ventures, L.P. - (IRS Identification No. 13-3784037) - ---------- --------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ---------- --------------------------------------------------------------------- 3 SEC USE ONLY - ---------- --------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION - ---------- --------------------------------------------------------------------- Delaware - -------------------- ------ ---------------------------------------------------- 5 SOLE VOTING POWER 3,533,620 shares, except that Warburg Pincus Partners LLC ("WPP LLC"), the sole general partner of Warburg Pincus Ventures, L.P. ("WPV"), may be deemed to have sole voting power with respect to such shares and Warburg Pincus LLC ("WP LLC"), the company managing WPV, may be deemed to share voting power with respect to such shares. ------ ---------------------------------------------------- NUMBER OF 6 SHARED VOTING POWER SHARES BENEFICIALLY OWNED See response to row 5 BY EACH REPORTING PERSON WITH ------ ---------------------------------------------------- 7 SOLE DISPOSITIVE POWER 3,533,620 shares, except that WPP LLC, the sole general partner of WPV, may be deemed to have sole voting power with respect to such shares and WP LLC, the company managing WPV, may be deemed to share voting power with respect to such shares. ------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER See response to Row 7 - ---------- --------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,533,620 - ---------- --------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] - ---------- --------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 8.3% - ---------- --------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - ---------- --------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT - ---------------------------------------- --------------------------- CUSIP No. 501577 10 0 13G Page 3 of 8 Pages - ---------------------------------------- --------------------------- - ---------- --------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Warburg Pincus & Co. - (IRS Identification No. 13-6358475) - ---------- --------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ---------- --------------------------------------------------------------------- 3 SEC USE ONLY - ---------- --------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION - ---------- --------------------------------------------------------------------- New York - -------------------- ------ ---------------------------------------------------- 5 SOLE VOTING POWER 3,533,620 shares, except that WPP LLC, the sole general partner of WPV, may be deemed to have sole voting power with respect to such shares and WP LLC, the company managing WPV, may be deemed to share voting power with respect to such shares. ------ ---------------------------------------------------- NUMBER OF 6 SHARED VOTING POWER SHARES BENEFICIALLY OWNED See response to row 5 BY EACH REPORTING PERSON WITH ------ ---------------------------------------------------- 7 SOLE DISPOSITIVE POWER 3,533,620 shares, except that WPP LLC, the sole general partner of WPV, may be deemed to have sole voting power with respect to such shares and WP LLC, the company managing WPV, may be deemed to share voting power with respect to such shares. ------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER See response to Row 7 - ---------- --------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,533,620 - ---------- --------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] - ---------- --------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 8.3% - ---------- --------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* CO - ---------- --------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT - ---------------------------------------- --------------------------- CUSIP No. 501577 10 0 13G Page 4 of 8 Pages - ---------------------------------------- --------------------------- - ---------- --------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Warburg Pincus LLC - (IRS Identification No. 13-3536050) - ---------- --------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ---------- --------------------------------------------------------------------- 3 SEC USE ONLY - ---------- --------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION - ---------- --------------------------------------------------------------------- New York - -------------------- ------ ---------------------------------------------------- 5 SOLE VOTING POWER 3,533,620 shares, except that WPP LLC, the sole general partner of WPV, may be deemed to have sole voting power with respect to such shares and WP LLC, the company managing WPV, may be deemed to share voting power with respect to such shares. ------ ---------------------------------------------------- NUMBER OF 6 SHARED VOTING POWER SHARES BENEFICIALLY OWNED See response to row 5 BY EACH REPORTING PERSON WITH ------ ---------------------------------------------------- 7 SOLE DISPOSITIVE POWER 3,533,620 shares, except that WPP LLC, the sole general partner of WPV, may be deemed to have sole voting power with respect to such shares and WP LLC, the company managing WPV, may be deemed to share voting power with respect to such shares. ------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER See response to Row 7 - ---------- --------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,533,620 - ---------- --------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] - ---------- --------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 8.3% - ---------- --------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* OO - ---------- --------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT - ----------------------------------------- -------------------------- CUSIP No. 501577 10 0 13G Page 5 of 8 Pages - ---------------------------------------- --------------------------- - ---------- --------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Warburg Pincus Partners LLC - (IRS Identification No. 13-4069737) - ---------- --------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - ---------- --------------------------------------------------------------------- 3 SEC USE ONLY - ---------- --------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION - ---------- --------------------------------------------------------------------- New York - -------------------- ------ ---------------------------------------------------- 5 SOLE VOTING POWER 3,533,620 shares, except that WPP LLC, the sole general partner of WPV, may be deemed to have sole voting power with respect to such shares and WP LLC, the company managing WPV, may be deemed to share voting power with respect to such shares. ------ ---------------------------------------------------- NUMBER OF 6 SHARED VOTING POWER SHARES BENEFICIALLY OWNED See response to row 5 BY EACH REPORTING PERSON WITH ------ ---------------------------------------------------- 7 SOLE DISPOSITIVE POWER 3,533,620 shares, except that WPP LLC, the sole general partner of WPV, may be deemed to have sole voting power with respect to such shares and WP LLC, the company managing WPV, may be deemed to share voting power with respect to such shares. ------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER See response to Row 7 - ---------- --------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,533,620 - ---------- --------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] - ---------- --------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 8.3% - ---------- --------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* OO - ---------- --------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT This Amendment No. 5 to Schedule 13G amends and restates in its entirety Amendment No. 4 of Schedule 13G, which amended the Schedule 13G filed by Warburg Pincus Ventures, L.P., Warburg Pincus & Co. and Warburg Pincus LLC with the Securities and Exchange Commission with respect to the common stock of Kyphon Inc. Item 1(a) Name of Issuer: --------------- Kyphon Inc. Item 1(b) Address of Issuer's Principal Executive Offices: ----------------------------------------------- 1221 Crossman Avenue Sunnyvale, California 94089 Items 2(a) and 2(b) Name of Person Filing; Address of Principal Business Office: ------------------------------------------------------------ Warburg Pincus Ventures, L.P. Warburg Pincus & Co. Warburg Pincus LLC Warburg Pincus Partners LLC Each of the persons filing has a principal place of business address at 466 Lexington Avenue, New York, New York 10017. Item 2(c) Citizenship: ------------ Warburg Pincus Ventures, L.P. is a Delaware limited partnership, Warburg Pincus & Co. is a New York general partnership, Warburg Pincus LLC is a New York limited liability company Warburg Pincus Partners LLC is a New York limited liability company and a subsidiary of Warburg Pincus & Co. Item 2(d) Title of Class of Securities: ----------------------------- Common Stock Item 2(e) CUSIP Number: ------------- 501577 10 0 Item 3 If this statement is filed pursuant to ss.ss. 240.13d-1(b) ---------------------------------------------------------- or 240.13d-2(b) or (c), check whether the person is filing ---------------------------------------------------------- as a: ------------------------------------------------------------ Not Applicable Item 4. Ownership: --------- (a) Amount beneficially owned: 3,533,620 (b) Percent of Class: 8.3%* (c) (i) Sole power to vote or direct the vote: See Row 5 for each personal filing (ii) Shared power to vote or direct the vote: See Row 6 for each personal filing (iii) Sole power to dispose of or direct the disposition of: See Row 7 for each personal filing (iv) Shared power to dispose of or direct the disposition of: See Row 8 for each personal filing * Based on (i) 42,375,247 total shares outstanding as of April 20, 2005 as reported in the Issuer's Quarterly Report on Form 10-Q for the three months ended March 31, 2005, and (ii) 2,292 shares of common stock underlying 2,292 options held by Warburg Pincus Ventures, L.P. and exercisable within the next 60 days. Item 5 Ownership of Five Percent or Less of a Class: ------------------------------------------- If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following. Not Applicable Item 6 Ownership of More than Five Percent on Behalf of Another -------------------------------------------------------- Person: ------- Not Applicable Item 7 Identification and Classification of the --------------------------------------- Subsidiary Which Acquired the Security Being ------------------------------------------- Reported on By the Parent Holding Company: ---------------------------------------- Not Applicable Item 8 Identification and Classification of Members of the Group: ---------------------------------------------------------- Not Applicable. Item 9 Notice of Dissolution of Group: ------------------------------ Not Applicable Item 10 Certification: -------------- By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE --------- After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: July 14, 2005 WARBURG PINCUS VENTURES, L.P. By: Warburg Pincus Partners LLC, its General Partner By: Warburg Pincus & Co., its Managing Member By: /s/ Scott A. Arenare ----------------------------------------- Name: Scott A. Arenare Title: Partner WARBURG PINCUS & CO. By: /s/ Scott A. Arenare ------------------------------------------- Name: Scott A. Arenare Title: Partner WARBURG PINCUS LLC By: /s/ Scott A. Arenare ------------------------------------------- Name: Scott A. Arenare Title: Managing Director WARBURG PINCUS PARTNERS LLC By: Warburg Pincus & Co., its Managing Member By: /s/ Scott A. Arenare - ---------------------------------------------- Name: Scott A. Arenare Title: Partner -----END PRIVACY-ENHANCED MESSAGE-----